CyberGate IT

How To Avoid Cyber Attacks: 5 Best Practices From SEC And FINRA

Regulators agree that cybersecurity threats pose significant risks to financial firms, investors and the markets. As a result, cybersecurity practices are a key focus for regulatory examinations this year for both the Financial Industry Regulatory Authority (FINRA) and the U.S. Securities and Exchange Commission (SEC). At the recent 2017 FINRA Annual Conference, David Kelley, Surveillance … Read more